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BSE 20200731-7 dated Jand BSE 20200831-45 dated Augand other guidelines issued from time to time in this regard.

Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated Jand NSE/INSP/45534 dated Aug& vide notice no.

Investors should be cautious on unsolicited emails and SMS advising to buy or sell securities and trade only on the basis of informed decisions.

Check your securities/MF/bonds in the consolidated account statement issued by NSDL/CDSL every month.

Update your e-mail and phone number with your stock broker/depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge.

Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.

In case of non allotment the funds will remain in your bank account. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment.

If you are subscribing to an IPO, there is no need to issue a cheque.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Update your mobile numbers/email IDs with your stock brokers.

Prevent unauthorised transactions in your account.Benefits: Effective Communication, Speedy redressal of the grievancesĭisclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing.ĭownload Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don'ts) in Vernacular Language: BSE | NSE Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Office No.1002, A wing, 10th Floor, Kanakia Wall Street, Hanuman Nagar, Andheri Kurla Road, Chakala, Andheri (East), Mumbai - 400093Ĭompliance Officer Name : Krishna Jakkula Email ID : +91 89519 49507įor any grievances related to stock broking/dp, please write to ensure you carefully read the Risk Disclosure Document as prescribed by SEBI 16/1, 1st Floor Curve Road, Shivaji Nagar, Bengaluru, Karnataka 560071 SEBI Registered Investment Advisor INA200005323įinwizard Technology Private Limited CIN number : U74900KA2015PTC080747 Mutual Fund distributor with AMFI Registration No. SEBI Depository Participant Registration No.

Finwizard Technology Private Limited is a member of National Stock Exchange of India Limited (Member code:90228) & BSE Limited (Member code:6696 ) SEBI Registration No.